DealPoint Empowers
Exempt Market Dealers
Regulatory compliance becomes hard to manage when I have dozens of dealing reps, multiple offerings, and constant oversight requirements. DealPoint lets me manage KYC, suitability, documents, approvals, and closings in one secure, permission-based platform for reps, investors, and compliance.
We bring the tech, so you can focus on being a dealer.
Powered by private capital market professionals. Automating compliance,
KYC, suitability, and regulatory obligations for dealers.
Benefits for you
Assign investors to advisors & reps, ensure that investors are always receiving the best possible experience
Built in support for all aspects of onboarding including KYC, AML, PEP and suitability checks
Advisors, CCOs and dealer admins have access to compliance console to manage investment process, see progress and review trades
Benefits for your clients
Eliminate repetitive onboarding - if investor has valid KYC on file, they acknowledge "nothing has changed" and proceed directly to investment
Seamless integration for registered plans with most trustees
Support for multiple accounts such as individual, joint and corporate as well as HoldCos and trusts
Proven in Market
Chosen by dealers to scale compliance across multiple offerings, dispersed investors, and growing teams.
Listen to Don McDonald, Founder and President of Waverley, discuss how DealPoint helped him grow Waverley into the leading EMD in Canada by transaction volume!
We used to spend all of our time correcting subscription agreements, going back and forth with our investors. I like that the software generates the right documents – talk about saving time and reducing investor frustration!